EMERGENCY COMPLIANCE ALERT -  Watershed Event for the Alternative Data Industry

The First Major SEC Action against a Data Provider

App Annie Legal Deep Dive

What the SEC's $10M Fine Means for Your Business




The First Major SEC Action Against a Data Provider
What the SEC's $10M Fine Means for the Alternative Data Community
Wednesday, September 22nd, 2021 at 2PM ET

This webinar occurred on Wednesday, September 22nd, 2021 at 2 PM ET. Request the recording to hear Peter Greene from Lowenstein Sandler and Marc LoPresti from BattleFin discuss the App Annie fraud case and what it means for your business.

Meet the Panelists:

Peter Greene

Peter Greene

Partner, Vice Chair, Investment Management Group, Lowenstein Sandler

Greene served as the General Counsel and Chief Operating Officer of a buy-side investment firm earlier in his career, Peter has a unique understanding of his clients’ goals and the nature of their interactions with investors, regulators, auditors, administrators, employees, and outside counsel. Clients refer to Peter as “an exceptional lawyer,” who “combines an excellent business sense with a strong legal background.” Peter divides his time between representing top-50 (by assets under management) hedge fund managers and well-pedigreed managers launching their first funds; he enjoys the differing needs of these two client bases. He advises clients on the formation and structuring of funds and management companies, compliance and regulatory matters, and executive and employee compensation (on both the manager and employee sides). He also has particular expertise in advising clients with respect to insider trading determinations, including with respect to the purchase, analysis, and use of alternative/big data. In all of these areas, Peter strives to be a business-minded, solutions-oriented counselor.

With more than 100 attorneys dedicated to serving fund and investor clients, the Lowenstein Investment Management Group is a leader in the United States, distinguished for excellent client service. Global clients include investment funds and advisers, emerging managers, some of the largest and best known asset managers with AUM in the tens of billions and a range of structures and strategies.


Marc LoPresti

Marc LoPresti

Co-Founder, BattleFin

Marc X. LoPresti, Esq. is a Wall Street veteran with over 20 years’ experience in the asset management industry, having started his career on the floor of the New York Stock Exchange working for Lehman Brothers. In addition to being founder of LoPresti Law Group, PC (“LLG”), he is: co-founder and Board Member, BattleFin Group, LLC; Executive Committee, Ranger Global Real Estate Advisors, LLC; Management Committee, Alternative Capital Advisors, LLC; Executive Committee, Low Emission Resources Corp.; co-founder and managing director, IDI Group (a multi-family office VC platform). Marc is also a recognized authority on securities laws and alternative investment management appearing regularly on CNBC and other financial news networks including Bloomberg, Fox and international financial news networks. He graduated from New York Law School in 1997. Marc and his team also assist BattleFin and the BattleFin community with developing policies and procedures for complying with the ever-changing landscape of regulation impacting buyers and sellers in the data industry.


Watch the Full Webinar & Register for VDD on October 6-7: